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Coltrane Fee Schedule
As a Coltrane customer you can choose
On-line Trading or if you prefer, call in your trades to
our home office. If you choose On-line Trading you can
take advantage of our reduced on-line trading ticket
charges. We also offer all Coltrane customers free
on-line access to your accounts and Custom Portfolio
Accounting Tools.
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Broker Assisted Trades |
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| Stocks |
$28 plus $0.08
per share up to 500 shares
Add $0.02 per share for each share over 500, $34
minimum |
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| Penny Stock (< $1) |
Not to exceed 4% of principal, $34 minimum |
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| Options |
$28 plus $3.00 per contract,
$34 minimum |
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| Fixed Income |
$28 plus $4.00 per $1,000 par value,
$34 minimum |
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| Principal Trades |
$49 plus $4.00 per $1,000 par value,
$34 minimum |
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| Mutual Funds |
$39.00 per trade |
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Internet Trades |
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| Stocks |
$25 up
to 1,000 shares plus $0.01 per
share for each share over 1,000 shares |
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| Options |
$28 plus $3.00 per contract |
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| Mutual Funds |
$35.00 per trade |
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Certificate Fees
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| Certificate Deposit or Shipment |
$15.00 per issue |
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Miscellaneous Fees
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| Check
Request |
Free |
Worthless Securities Processing |
$15.00 |
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Overnight Check Request |
$20.00 |
IRA
Annual Fee |
$30.00 |
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Certificate Issuance |
$25.00 |
IRA
Closing Fee |
$60.00 |
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Certificate Handling Fee |
$15.00 |
Account Transfer |
$75.00 |
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Account Research Fee |
$25.00/hr |
Miscellaneous Services |
Varies |
| Reg T
Extensions |
$25.00 |
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Duplicate Statements |
$3.00 |
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Duplicate Tax Forms |
$3.00 |
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Account Requirements
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| There are no minimum balance requirements to open or maintain a cash account. Margin accounts require a minimum of $2,000 cash or marginable equity. Cash (or margin buying power) must be available in order to enter a buy transaction. Securities must be held in the account in order to place a sell transaction.
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**All Fees are subject to change
without notice** |
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Coltrane Securities is a Division of Coordinated Capital Securities, Inc., member NASD/SIPC
706 River Place Commerce Center III, Madison, WI 53716
phone (608) 222-4242 toll free (800) 362-1002 fax (608)442-1111
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